Compliance Manager, Securities Trading

Key responsibilities: Cover a full spectrum of Compliance scope includes regulatory compliance, internal compliance, financial crime and compliance etc Liaise with regulators on regulatory filing and answer their enquires Review regular transaction monitoring from financial crime perspectives Monitor AML risk assessment for the firm and sanction compliance...

Key responsibilities: Cover a full spectrum of Compliance scope includes regulatory compliance, internal compliance, financial crime and compliance etc Liaise with regulators on regulatory filing and answer their enquires Review regular transaction monitoring from financial crime perspectives Monitor AML risk assessment for the firm and sanction compliance...

Roles & ResponsibilitiesWe are looking for an experienced Compliance Manager to be responsible for ensuring adherence to regulatory and compliance requirements of the relevant governing Authorities.Job Duties Establishes the Compliance department’s guidelines/policies and directs its technical and operational functions. Develops and executes a...

Roles & ResponsibilitiesBenefits Summary:The company is in the Quality Instrument/ Semiconductor industry Permanent role Basic up to $5800 + AWS + VB Monday to Friday 9.00am - 5.30pm Location: Changi Business Park VistaResponsibilities:Security Trade Control (Export Control)Formulate and revise the Internal Control Program for security trade control. Oversee...

Roles & ResponsibilitiesAbout The CompanyKGI Securities is a leading multi asset brokerage firm with presence across several countries in Asia and a pioneer member of the Securities & Derivatives, Trading and Clearing Member of Singapore Exchange, ICE Futures Singapore and ICE Clear Singapore.We hold a Capital Markets Services License, is regulated by the...

Roles & ResponsibilitiesAbout The CompanyKGI Securities is a leading multi asset brokerage firm with presence across several countries in Asia and a pioneer member of the Securities & Derivatives, Trading and Clearing Member of Singapore Exchange, ICE Futures Singapore and ICE Clear Singapore.We hold a Capital Markets Services License, is regulated by the...

Roles & ResponsibilitiesResponsibilities To execute futures and options, forex, securities and related orders for all clients To provide fundamental and technical analyses to clients To provide trade support services to customers including market information and performance, monitor and advice on client margin calls and facilities, trading limits, solving...

Roles & ResponsibilitiesTrade Control (Export Control) Oversee the development and revisions of the Internal Control Program for security trade control. Manage all aspects of security trade control across the company. Provide information regarding instructions, liaison activities, and requirements. Handle export control processes in SAP, including...

Our client is a securities trading / brokerage firm with a strong track record in the region. As the business continues to grow they are looking for a Compliance Manager and the role is based in Singapore. Key responsibilities: • Cover a full spectrum of Compliance scope includes regulatory compliance, internal compliance, financial crime and compliance...

Roles & ResponsibilitiesResponsibilities: Provide regulatory compliance advice to business and support functions. Provide coverage and support across various compliance business as usual matters including name screening, enhanced customer due diligence, transaction monitoring, trade surveillance, personal account dealing reviews and marketing materials...

Roles & ResponsibilitiesResponsibilities: Provide regulatory compliance advice to business and support functions. Provide coverage and support across various compliance business as usual matters including name screening, enhanced customer due diligence, transaction monitoring, trade surveillance, personal account dealing reviews and marketing materials...

Roles & ResponsibilitiesBe part of a stock broking team with 50 years experience in the stock trading business!Join us to enjoy: Being your own boss Job flexibility of working from office, home, or any place of your choice Attractive terms and benefits for successful applicantsIf you are enthusiastic about the securities industry and would like a flexible...

Roles & ResponsibilitiesBe part of a stock broking team with 50 years experience in the stock trading business!Join us to enjoy: Being your own boss Job flexibility of working from office, home, or any place of your choice Attractive terms and benefits for successful applicantsIf you are enthusiastic about the securities industry and would like a flexible...

Our client is a securities trading / brokerage firm with a strong track record in the region. As the business continues to grow they are looking for a Compliance Manager and the role is based in Singapore.   Key responsibilities: • Cover a full spectrum of Compliance scope includes regulatory compliance, internal compliance, financial crime and compliance...

Roles & ResponsibilitiesWe are a logistics courier delivery company based in Toh Guan Road, Jurong, and looking for an experienced Trade Compliance Officer.Responsibilities:Play a critical role in protecting the company from regulatory risks and ensuring its continued success in the global marketplace. Develop and implement comprehensive trade compliance...

The Resolute Hunter Pte LtdSingaporePosted 1 day ago In-Office Permanent Competitive M POSTED BY Marie Tay RecruiterFollow Seeking for a Regional Commodities Compliance Specialist (Generalist) with minimum 5 years of regional compliance experience especially in the Commodities Trading industry (Agriculture/ Metals/ Mining/Energy/Renewables Trading) or...

HP Inc.'s Trade Compliance (TC) organization develops policies, procedures, trainings, audits, and advises HP business units and functions on import and export requirements for HP's products, technologies, and services around the world.TC is looking for an experienced Trade Compliance Manager to join our team focusing on import matters in Southeast Asia and...

HP Inc.'s Trade Compliance (TC) organization develops policies, procedures, trainings, audits, and advises HP business units and functions on import and export requirements for HP's products, technologies, and services around the world.TC is looking for an experienced Trade Compliance Manager to join our team focusing on import matters in Southeast Asia and...

Align with Acceleration — it's time to join a team that puts you first. We're hiring Learn more today.This is a fantastic opportunity to join a leading independent electronic components distributor to the world's leading contract manufacturers and OEMs. Built around the shared core values of Being amazing today, Demonstrating mutual respect and trust,...

Align with Acceleration — it's time to join a team that puts you first. We're hiring Learn more today.This is a fantastic opportunity to join a leading independent electronic components distributor to the world's leading contract manufacturers and OEMs. Built around the shared core values of Being amazing today, Demonstrating mutual respect and trust,...