Legal & Compliance Counsel - Fund Management

2 weeks ago


Singapore DRAKE INTERNATIONAL (SINGAPORE) LIMITED Full time
Our Client


Our client is a Asset Management Firm and they are now seeking an experienced Legal & Compliance Manager to join their team in Singapore.

The Role

  • Organize and conduct periodic compliance reviews pertaining to the Financial Advisors Act, MAS Notices and Guidelines.
  • Develop/review policies and procedures including manuals on local regulations
  • To assist in MAS reporting and notification.
  • Maintain regulatory relationship with MAS and respond to queries from MAS
  • Assist Compliance Manager on all regulatory compliance matters to discharge duties as and when required.
  • Liaise with internal/external auditors on regulatory matters.
To Qualify

  • Full-Time position(s) available.
  • Preferably Managers specializing in Banking/Financial Services or equivalent.
  • At least 5 year(s) of working experience in the related field is required for this position.
  • Inhouse legal experience is a plus
To Apply


Personal data provided by job applicants will be used strictly in accordance with the employer's personal data policies, a copy of which will be provided.

Registration No. R | EA License No. 11C3510 | Drake International
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