*FAST CLOSE- NEW* 1 Year Private Wealth Compliance Officer

3 weeks ago


Singapore RECRUIT EXPRESS PTE LTD Full time
Roles & Responsibilities

  • Attached to Private Wealth Business Compliance & Governance Department
  • This position within the Private Wealth BCCO unit and is responsible for supporting our Front Office to complete the periodic reviews for our existing clients.
  • Review client’s profileduring periodic review to ensure conformity to internal and regulatory requirements on AML/CFT/CDD standards, producing client risk assessments, due diligence analysis and assigning an appropriate risk rating.
  • Accurately identify gaps (if any) in client's source of wealth and assess the plausibility in line with MAS and the Bank’s expectations.
  • Liaise with relationship managers for deficiencies of KYC information and obtain corroboration documentation.
  • Ensure name screening alerts are handled according to Bank guidelines and procedures.
  • Other adhoc duties as assigned

Joy Yeow Zhi Qian

(CEI Registration No:R2096261)

Recruit Express Pte Ltd (EA Licence No: 99C4599)



Tell employers what skills you have

Due Diligence
Risk Assessment
Ensure compliance
Know Your Client - KYC
Risk Management
Audit Compliance
Compliance
Compliance Audits
Banking
AML
KYC

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