*FAST CLOSE- NEW* 1 Year Private Wealth Compliance Officer
3 weeks ago
- Attached to Private Wealth Business Compliance & Governance Department
- This position within the Private Wealth BCCO unit and is responsible for supporting our Front Office to complete the periodic reviews for our existing clients.
- Review client’s profileduring periodic review to ensure conformity to internal and regulatory requirements on AML/CFT/CDD standards, producing client risk assessments, due diligence analysis and assigning an appropriate risk rating.
- Accurately identify gaps (if any) in client's source of wealth and assess the plausibility in line with MAS and the Bank’s expectations.
- Liaise with relationship managers for deficiencies of KYC information and obtain corroboration documentation.
- Ensure name screening alerts are handled according to Bank guidelines and procedures.
- Other adhoc duties as assigned
Joy Yeow Zhi Qian
(CEI Registration No:R2096261)
Recruit Express Pte Ltd (EA Licence No: 99C4599)
Tell employers what skills you have
Due Diligence
Risk Assessment
Ensure compliance
Know Your Client - KYC
Risk Management
Audit Compliance
Compliance
Compliance Audits
Banking
AML
KYC
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