Compliance Intern

Roles & ResponsibilitiesAbout usGuotai Junan International is a leading diversified financial services company whose core business activities include brokerage, wealth management and investment management. The company has been building up its presence in Singapore to complement its existing businesses in Greater China and serve a wider range of customers and...

Compliance Intern (AML) – Minimum 6 months Your Opportunities:Experience a variety of challenges and have plenty of opportunities to interact with senior executives who will help and guide you in your compliance career.Exposure to the various functions of the Compliance Department and opportunity to gain knowledge on normal regulatory requirements.Job...

YOUR ROLE: We are actively recruiting and would like to invite highly motivated high-achieving interns with relevant experience to join our team as Interns – Risk and Compliance. Together with our professional team of advisors, you will be assisting the team in handling risk and compliance work in various roles depending on your expertise and experience,...

Jobs ResponsibilitiesTo manage the Company's compliance risk, by ensuring sound compliance risk management that aligns with business performance and governance structure in identifying, managing and mitigating possible non-compliance with the relevant laws, rules and standards.To assist in the review of marketing and product materialsTo assist on reporting...

Jobs Responsibilities To manage the Company’s compliance risk, by ensuring sound compliance risk management that aligns with business performance and governance structure in identifying, managing and mitigating possible non-compliance with the relevant laws, rules and standards. To assist in the review of marketing and product materials To assist on...

Responsibilities Assist with regulatory and legal research on issues relating to customer protection, marketing, data privacy, IT security, licensing, etc. Assist in drafting legal and compliance policies. Assist in managing the contracting process and reviewing legal documents e.g. vendor contracts, intra-group agreements, etc. Assist with corporate...

Job Summary:MyCareersFuture is seeking a highly motivated and detail-oriented IT Risk and Compliance Assistant Intern to join our team. As an IT Risk and Compliance Assistant Intern, you will play a crucial role in assisting our team with various tasks related to IT risk management and compliance.Key Responsibilities:Assist in the issuance and retrieval of...

Roles & ResponsibilitiesResponsibilities Assist to manage the company compliance programs and systems. Ensure adherence to regulatory requirements, industry standards, and internal policies. Monitor and report on the effectiveness of compliance controls. Conduct regular compliance reviews and risk assessments. Identify and report compliance risks and...

Finance and Compliance Intern The Role We're looking for accounting intern who will work with our financial records and make sure they're up to date. The records the intern maintains might include expenditures, receipts, accounts payable, accounts receivable, and profit and loss. You will be assisting with keeping track of customer transactions on...

Responsibilities Assist with regulatory and legal research on issues relating to customer protection, marketing, data privacy, IT security, licensing, etc. Assist in drafting legal and compliance policies. Assist in managing the contracting process and reviewing legal documents e.g. vendor contracts, intra-group agreements, etc. Assist with corporate...

Job DescriptionMonitoring and surveillance of investment guidelines including setting up/maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklistsPre and post trade monitoring of investment guidelines and following up on breaches identified Scheduled reporting to clients and trusteeAudit preparation and Compliance manual checks...

KEY RESPONSIBILITIES AND DUTIES:Support Compliance team with local and HQ reportingSupport Compliance team with update and communication of all regulatory changes, policies and procedures and timely implementationSupport Compliance team with monitoring, screening and project tasksAdministrative duties e.g. liaise with new staff on training registration,...

KEY RESPONSIBILITIES AND DUTIES: Support Compliance team with local and HQ reporting Support Compliance team with update and communication of all regulatory changes, policies and procedures and timely implementation Support Compliance team with monitoring, screening and project tasks Administrative duties e.g. liaise with new staff on training registration,...

YOUR ROLE:  We are actively hiring and invite high-achieving professionals with relevant experience to join our team as Risk and Compliance, Sustainability Intern. Together with our professional team of advisors, you will be handling significant client work in various roles depending on your expertise and experience.  You will play an integral role as...

Roles & ResponsibilitiesAbout SyfeSyfe is a digital investment platform with a mission to empower people to grow their money confidently, and choose the future they want to live. Built on the pillars of advice, access and innovation, we cater to the full spectrum of an individual's wealth needs across diversified proprietary portfolios, cash management...

Roles & ResponsibilitiesJob Description: 1.Assist in equipment issuance and retrieval.2.Assist in asset inventory.3.Assist in team's manual opearation.4.Assist in collacting and analysing related infomation.5.Assist in IT compliance review and periodical check. Job Requirement:1. Full-time internship, minimum of 3 months, preferably longer internship...

Roles & ResponsibilitiesJob PurposeThe internship will provide and opportunity to the learn the aspects of Compliance, Anti Money Laundering, developing digital strategy for the SMEs, and also skills in team working, developing presentations and data management.Individual Contributor or People Manager Individual Contributor.Job ResponsibilitiesThe incumbent...

Temp Bank AML Compliance Intern (No experience required) Jobs Responsibilities Provide AML/CFT expertise in reviewing and analysing customer profile in the relevant AML/CFT/Sanctions scope of work, Provide overall Sanctions, ML/TF risk assessment on customers profile, identifying key risk areas for attention Recommend and provide risk mitigating plan for...

Roles & ResponsibilitiesCompany: Corporate Compliance Services Pte. Ltd.Corporate Compliance Policy of Trust & Empowerment allows flexible working arrangements that allows lifestyle choices and managing childcare or eldercare needs. Workloads will be allocated taking into consideration of each candidates’ situation. Corporate Compliance adopts a one-on-one...

Job DescriptionAt HAITONG INTERNATIONAL SECURITIES GROUP (SINGAPORE) PTE. LTD., we are seeking a highly skilled and experienced Compliance Manager to join our team. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in compliance with all relevant laws, regulations, and industry...