Regulatory Risk Management Specialist

4 weeks ago

Singapore Northern Trust Full time

About Northern Trust:

Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.

Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

Role/ Department:

The Regulatory Risk Management team is responsible for the governing frameworks and accountability models that are in place to assess and understand current regulatory obligations, mitigate regulatory risk, and enable compliance with new and existing regulations. The team focuses on the development, adoption and oversight of activities, framework and accountability models related to the management of regulatory risk across the business and supports this mandate across four key pillars:

Regulatory Framework & Governance, Regulatory Change Oversight, Regulatory Risk Management Regulatory Strategy & Sustainability

The role supports the APAC Head of Regulatory Risk Management to identify and oversee areas of regulatory change and remediation, working alongside other Regulatory Risk Management Specialists to ensure alignment on implementation and regulatory sustainability in BAU. This role will also support the reporting of regulatory risk management readiness and areas of potential risk to senior business leaders.

The key responsibilities of the role include:

  • Actively support the embeddedness of the regulatory change framework and relevant regulatory accountability models across the business.
  • Partner with relevant regulatory stakeholders within the business and across all Lines of Defense to understand the applicability of the regulatory landscape, understand how regulatory risk is managed and support requirements to adhere to applicable regulations.
  • Collaborate with operational leaders to quickly identify and create effective and sustainable solutions for resolving regulatory risk issues.
  • Contribute to the production and review of appropriate Regulatory Risk Management metrics, ensuring their accuracy and relevance in supporting the Regulatory Risk Management strategy.
  • Identify, validate and oversee remediation of “hotspot” areas of regulatory risk impacting Asset Servicing as a result of assurance findings and issues consequent to regulatory change implementations.
  • Contribute to the wider Regulatory Risk Management team and communication to business stakeholders.
  • Advise on opportunities identified to enhance the effectiveness and efficiencies in processes underlying the RCF
  • Assists management in achieving Company’s strategic goals.

Skills / Experience:

  • Previous experience in a regulatory or compliance environment
  • Strong analytical skills, able to present and interpret data to ‘tell the story’
  • Ability to connect the dots across functional lines and think out of the box
  • Ability to identify problems, develop and communicate solutions
  • Able to manage the detail and drive execution while maintaining a strategic view
  • Deliver results to tight deadlines
  • Excellent communication skills (both written and oral) to interact and manage expectations with senior level audiences, stakeholders and management
  • A strong and proven ability to analyze, break down and explain complex issues in non-technical language
  • Highly flexible and adaptable to change, with a positive attitude and vision to continually enhance / strengthen current status quo
  • Demonstrable ability to influence and persuade others (e.g. peers, partners, senior management and external parties) to implement change, strategy and decision making in a diverse and matrix environment

Please note that this role may require the successful candidate to travel to other NT locations as required.

Working with Us:

As a Northern Trust partner, greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.

Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to assisting the communities we serve Join a workplace with a greater purpose.

We’d love to learn more about how your interests and experience could be a fit with one of the world’s most admired and sustainable companies Build your career with us.

Reasonable accommodation

Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at MyHRHelp@ntrs.com.

We hope you’re excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.

Talk to us about your flexible working requirements and together we can achieve greater.

For further information, and to apply, please visit our website via the “Apply” button below.

  • Regulatory Risk Management Specialist

    1 month ago

    Singapore Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Regulatory Risk Management Specialist

    1 month ago

    Singapore Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Regulatory Risk Management Specialist

    4 weeks ago

    Singapore Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Regulatory Risk Management Specialist

    4 weeks ago

    Singapore Northern Trust Full time

    About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • FRM - Stress Testing & Risk Data Management, Vice President

    2 weeks ago

    Singapore Risk & Insurance Management Society Inc Full time

    Firm Risk Management (FRM") FRM supports Morgan Stanley (the Firm") in achieving its business goals by partnering with business units across the Firm to realize efficient risk-adjusted returns, acting as a strategic advisor to the Board and protecting the Firm from exposure to losses as a result of financial risks, including credit, market, liquidity, and...

  • Risk Regulatory

    2 weeks ago

    Singapore Danos Group Full time

    A career within Regulatory Risk and Compliance services, will provide you with the opportunity to help companies rethink their approach to compliance and risk and create a sustainable risk advantage. We're a part of an unique client proposition, assisting our clients develop proper internal controls by on technical know-how and leveraging on analytics and...

  • Technical Regulatory Specialist

    4 weeks ago

    Singapore Northern Trust Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Technical Regulatory Specialist

    1 month ago

    Singapore Northern Trust Full time

    About Northern Trust:Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring...

  • Senior Technology Risk Specialist

    2 weeks ago

    Singapore Eames Consulting Full time

    Our client, an established financial institution with a large presence in the region, is looking for a Senior Technology Risk Specialist to join their growing team here in Singapore. As a Senior Technology Risk Specialist, you will play a critical role in ensuring the security, integrity, and resilience of the organization's technology systems and...

  • Regulatory Assurance Manager

    2 weeks ago

    Singapore Eames Consulting Full time

    Elevate your career in the banking sector by embracing a pivotal role that places you at the heart of ensuring regulatory compliance within a prestigious financial institution. A leading bank is in search of a seasoned Regulatory Compliance Assurance Specialist to spearhead the maintenance and annual review of Singapore-wide Regulatory Compliance assurance...

  • Threat Monitoring Specialist

    2 weeks ago

    Singapore Emergent Risk International Full time

    Emergent Risk International (ERI) is seeking to hire a Threat Monitoring Specialist in Singapore to join an existing global threat monitoring and analysis team embedded with one of our clients, a major technology company. The Threat Monitoring Specialist will preferably have experience working in threat monitoring for a public or private sector entity, or...

  • Regulatory Assurance Manager

    2 days ago

    Singapore Eames Consulting Full time

    Job Description Elevate your career in the banking sector by embracing a pivotal role that places you at the heart of ensuring regulatory compliance within a prestigious financial institution. A leading bank is in search of a seasoned Regulatory Compliance Assurance Specialist to spearhead the maintenance and annual review of Singapore-wide Regulatory...

  • Risk Specialist

    2 weeks ago

    Singapore Bank of Singapore Full time

    Bank of SingaporeSingaporePosted 7 hours ago Permanent Competitive Risk Specialist Business Monitoring & Surveillance (Associate/ Senior Associate) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our...

  • Regulatory Affairs Specialist

    2 weeks ago

    Singapore Ethos BeathChapman Full time

    Job Details:LocationSingaporeSalaryCompetitive SalaryJob TypePermanentRefBH-179384ContactRoselle CuntapayPostedabout 3 hours ago Currently recruiting for a Regulatory Affairs Specialist for a small Medical Device business. Their product is currently in a couple of markets (and doing well) but they are looking for you to get it registered in a number of other...

  • Market & Credit Risk Specialist

    4 weeks ago

    Singapore ONYX SG PTE. LTD. Full time

    Roles & ResponsibilitiesJob DescriptionOur client, an MNC within the Fortune 500 involved in the Oil & Gas industry, is presently looking for a Market & Credit Risk Specialist to join their growing team.As part of a 13-man team, the Market & Credit Risk Specialist will be responsible for the market risk management & analysis. Reporting to the Manager of...

  • Market & Credit Risk Specialist

    2 months ago

    Singapore ONYX SG PTE. LTD. Full time

    Roles & ResponsibilitiesJob DescriptionOur client, an MNC within the Fortune 500 involved in the Oil & Gas industry, is presently looking for a Market & Credit Risk Specialist to join their growing team.As part of a 13-man team, the Market & Credit Risk Specialist will be responsible for the market risk management & analysis. Reporting to the Manager of...

  • Regulatory Compliance Manager and Aml Specialist

    2 weeks ago

    Singapore Bluemont Consulting Full time

    Regulatory Compliance Manager and AML Specialist - SingaporeBluemont Consulting has partnered with a reputable international payments company in search of a Regulatory Compliance Manager and Anti-Money Laundering (AML) Specialist. Reporting directly to the Head of Compliance, this position holds significant importance in ensuring the company's adherence to...

  • Risk Management Specialist

    2 weeks ago

    Singapore Meta Full time

    Risk Management Specialist - Detection (Singapore) Responsibilities:Drive the scoping & development of signals for key problem areas/ abuses Identify emerging risks using onplatform and offplatform signals, through monitoring & analysis Conduct investigations to develop a deeper understanding of emerging trends and evolving risks in priority areas across...

  • Senior Risk Specialist

    2 weeks ago

    Singapore WISE ASIA-PACIFIC PTE. LTD. Full time

    Since 2011, Wise has had a clear mission: money without borders. Built by and for people who live global lives, we're the fairest, easiest way to manage your money across borders. We're just at the beginning of our story and growing at an incredible pace. We won't stop until anyone, anywhere can send, spend and receive money wherever they are, whatever...

  • Cyber Risk Specialist

    2 weeks ago

    Singapore KRIS INFOTECH PTE. LTD. Full time

    Responsibilities: Collaborate with IT, security, and compliance teams to assess the organization's cyber risk landscape and develop risk management strategies. Analyze and evaluate the effectiveness of existing cybersecurity controls and practices to identify gaps and areas for improvement. Develop and implement risk mitigation plans and strategies to...